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A member of the International Society of Genetic Genealogy (ISOGG) wrote an article online five years ago. Now a substantial number of listers on the discussion board DNA-Genealogy-L believe their male lines may go back to a Balkan legionnaire in Roman Britain. This theory has been enshrined in popular belief, thanks to ISOGG members, who contribute most of the material on Y chromosome DNA to Wikipedia articles.

Read our review from an appendix on Jewish DNA hot spots in England and Wales in our book-in-progress, New Jerusalem:  The Story of Britain's Earliest Jews and Muslims.

Steven Bird in “Haplogroup E3b1a2 as a Possible Indicator of Settlement in Roman Britain by Soldiers of Balkan Origin,” is, as the title makes clear, most interested in proving a Roman Balkan origin for the haplotype he investigates, now known as Elblbla, the most common type of the haplogroup Elblb (formerly denominated E3b) in Europe. The structure and subclades of this very ancient North African Caucasian lineage have only recently been resolved and overhauled, and the ink is not yet quite dry. But the data used by Bird with the sometimes confused or outdated nomenclature of older reports can still provide valuable clues for our purposes, although one must proceed with caution in making too many differentiations in the tangled branches of the E tree. We must bear in mind that the target haplotype E1b1b1a2 (also called E-V13) represents 85% of the parent haplogroup E1b1b (also denoted as the E-M78 clade) and keep simple E before us without being distracted.

            Bird’s study appeared in one of the first publications of the Journal of Genetic Genealogy, an online journal of the International Society of Genetic Genealogy (ISOGG), founded in 2005 by DNA project administrators of the commercial DNA testing company Family Tree DNA based in Houston, Texas, “who share the common vision of the promotion and education of genetic genealogy.” It is an ambitious work with a very small goal. It uses arguments not only from genetics and statistics but also archeology, geography, history, anthropology and linguistics, often involving such fine points as the epigraphy of a Spanish soldier’s diploma from the British Museum issued in 103 CE and the detailed movements of Thracian cohors II and VII in the Roman army. Where angels fear to thread. Bird’s theory about the origins of Elblb have been enshrined in popular belief. We do not wish to appear ungrateful but there are problems.

            Bird’s first mistake occurs in his review of the literature. He misreads Stephen Oppenheimer and represents the author of The Origins of the British as having British E “originating from the Balkan peninsula (26).” If we open Oppenheimer’s book to the page cited (207) we see a map illustrating “Near Eastern [British English for American English ‘Middle Eastern’] Neolithic male migrations via the Mediterranean of E3b [i.e. E1b1b] and J.” The vector standing for the migration of these types launches forth from the Peloponnese in Greece at the cropped lower right corner, obviously intending to suggest origins from that general direction, not “the Balkan peninsula.”  There is no mention of Balkan DNA in Oppenheimer except as part of the bigger picture. The archeological sites Bird adduces as evidence for E settlements in the Bronze Age are not necessarily associated “directly” or solely or chiefly with “proto-Thracian culture,” whatever that term may mean. Nova Zagora in Bulgaria is a Stone Age multi-site. Ezero Culture occupied most of Bulgaria and extended far north into the Danube region of Romania. Yunatsite, Dubene-Sarovka and the other “proto-Thracian culture” examples Bird mentions date to before the Thracians or even the Greeks. They cannot tell us anything about haplogroup E. If anything, all these sites vindicate Oppenheimer’s theory of the demic spread of Middle Eastern (read Anatolian) agriculture, which Bird calls “flawed fundamentally” (27). The center for the diffusion of E in the Balkans is not in Bulgaria or Thrace but northwestern Greece, Albania and Kosovo. The Balkan Peninsula does not have to be the only place from which Bird can manage to derive E and get it to Britain in time to become part of the historical record. It is also strong throughout Greece, Cyprus, the Greek parts of southern Italy, North Africa and even parts of Spain. In fact, its presence in many of those locations is acknowledged to be “due to a founder effect, i.e. the migration of a small group of settlers carrying mostly this lineage (but also a small amount of other North-East African lineages, notably E-M123 and T.” (See http://www.eupedia.com/europe/Haplogroup_E1b1b_Y-DNA.shtml.)

            Despite these failings relating to statement of thesis and validity of arguments, Bird’s work is based on useful data. Three population surveys with frequencies for E in Britain were available to him, the data sets of Capelli, Weale and Sykes. Notwithstanding the nomenclature confusion, only the Sykes data set has true shortcomings, as the Oxford Genetic Atlas Project at the time contained only forty E haplotypes, too small for a valid sample. There are problems comparing them, as Bird realizes, but trends and general conclusions are certainly possible. Before attempting to analyze the haplogroup E variation in Britain, though, we must address the matter of time depth.

            We have no quarrel with geneticists’ and genetic genealogists’ methods of gauging coalescence times. Thus, Bird reiterates that the “time to most recent common ancestor” or TMRCA of Cruciani and others led to the “important finding . . . that E-V13 [read 85% of E] and J-M12 [read J] had essentially identical population coalescence times (27).” E and J are companion types that expanded from their Middle Eastern homelands together in the same fashion and probably reinforced each other in multiple phases of gene flow. But who is to say in any specific case of a haplotype that it arrived in Britain 4,000 years ago (TMRCA) or at any subsequent time, including the time when our grandfathers lived. The TMRCA sets a haplotype’s time of origin but not its place of origin, except by inference. We hypothesize that from a host of other factors, chiefly present-day clusters, genetic distance between types and high concentration of haplotype diversity.  Using TMRCA, Bird argues that a specific form of E “could not have arrived in Britain during the Neolithic era (6.5-5.5 kya) if it had not yet expanded from the southern Balkans (27).” We prefer to believe that it came to the British Isles at several critical times, first in Neolithic times but later with the Phoenicians, Jews, Egyptians, Iberians and related peoples.    

            Bird cherry-picks the data to support his Roman Balkan or what might be called Diocletian thesis, but data are data; these are amenable not only to bearing out the general storyline we present but also to supporting, within the same historical context, the existence of certain hot spots for Jewish and Middle Eastern DNA in England and Wales.  We agree somewhat with Bird the Welsh cluster for E is “underestimated by an arbitrary division by Sykes into two geographic regions (‘Wales’ and ‘Northern England’) . . . [creating] an impression of a large number of ‘Eshu’ haplotypes located throughout Northern England, when in fact the Northern English cluster is linked to Welsh cluster geographically (29).” Only, we would see in that Northern English cluster the remains of the historical Welsh Old North (chapters 1 and 7). We would not necessarily see in the Wales-to-Nottingham cluster the fading footprints of “the Ordovices, the Deceangi, the Cornovii, the Brigantes and the Coritani tribes (30),” about whom little is known in any event, but a belt of pre-existing Mediterranean culture reinforced by Roman occupation and somewhat resistant to Anglo-Saxon and Viking intrusions. Another shrinking pocket of the old British culture is shown in the elevated frequencies for both E and J in Strathclyde and Cumbria, part of the Welsh Old North.

            Bird has an informative map of Britain illustrating E1b1b distribution according to the Kringing method (34). In this we can trace all the major pockets of Mediterranean and Jewish DNA. Leaving aside Scotland, and aside from the Midlands pocket already mentioned, our eye is drawn to North Wales (along with a clear wall of high incidence surrounding it as though beating back the forces of history on all sides), Dorset, London and East Anglia. It cannot be coincidence that these are the very regions where we have diagnosed the presence of Jews and picked up their trail through the chapters of our book.

            As a final note, a 2005 paper by Robert Tarín provides phylogenetic analyses of E1b1b haplotypes that cast serious doubt on Bird’s assertions and confirm our reading of the evidence. Tarín used 290 individual Y chromosome results to characterize “a separate cluster of mostly Iberian haplotypes which seem to represent a North African entry into Iberia distinct from the E3b [E1b1b] in Europe that may have arisen from Neolithic or other migratory events.” He wrote that “it is unknown whether this finding reflects relatively recent gene flow from the Islamic rule of Spain or an older influx possibly from the Phoenicians”—the same quandary about time frame and coalescence we see above. Utilizing the Y Chromosome Haplotype Reference Database (YHRD), Tarín found levels of the Iberian E haplotype as high as 61% in one Tunisian population (Zriba, near ancient Carthage), while Andalusian Arabs and Tunisian Berbers both showed frequencies of about 7%. We believe this Iberian haplotype is a small, but important Jewish lineage that expanded from Tunisia to the Iberian Peninsula with the Berbers who aided Arab armies in conquering Spain. Interestingly, it accompanied Spanish Jews to Mexico and other places in the diaspora following the events of 1492.  Its distribution in Britain should reveal an implantation originally under the Phoenicians reinforced by periodic migrations of North African and Spanish or French Jews throughout the medieval and early modern periods of British history.

Gene surfing is a process in population expansion whereby certain variations become prominent and dominant in a short time, appearing to skip the slow, steady, uniform accumulation of variegation and diversification. According to a study of the population structure and genealogies of Saguenay Lac-Saint-Jean in Quebec, this type of drastic change accompanied the immigrant wave front that spread over the area in the 17th century. "Deep Human Genealogies Reveal a Selective Advantage to Be on an Expanding Wave Front" in Science magazine describes the resulting demographics.

Abstract
Since their origin, human populations have colonized the whole planet, but the demographic processes governing range expansions are mostly unknown. We analyzed the genealogy of more than one million individuals resulting from a range expansion in Quebec between 1686 and 1960 and reconstructed the spatial dynamics of the expansion. We find that a majority of the present Saguenay Lac-Saint-Jean population can be traced back to ancestors having lived directly on or close to the wave front. Ancestors located on the front contributed significantly more to the current gene pool than those from the range core, likely due to a 20% larger effective fertility of women on the wave front. This fitness component is heritable on the wave front and not in the core, implying that this life-history trait evolves during range expansions.

So gene surfing in an expanding colonization phase can produce a genetic revolution whose effects will be felt for hundreds or thousands of years downstream in history.

We wonder if the same wave front demographics might explain some of the following population phenomena:

• Large scale triumph of Norman male lineages following the conquest of England in 1066.
• Selective expansion of Middle Eastern genes in Tennessee (including Cherokee families, Jewish male and female lines and Melungeons)
• Relatedness among Jews and "Jewish diseases"
• Diversity-within-uniformity of Polynesians
• Population replacement of Old European (U, N) by Middle Eastern genes (T, J)  in Europe as a result of the Neolithic Agricultural Revolution

Many students of history are puzzled why old populations have the allele frequencies and heterozygosity clines they have. Genetic drift is only part of the answer. Gene surfing and selection in deep history are the rest of it.

A Missing Link from Kent's Cavern in Devonshire

A prehistoric maxilla (upper jawbone) fragment was discovered in the cavern during a 1927 excavation by the Torquay Natural History Society, and named Kents Cavern 4. The specimen is on display at the Torquay Museum.

Although previous radiocarbon dating suggested the bone was about 35,000 years old, a new study in Nature redates it securely to 44.2-41.5 kyr. The article by Tom Higham et al., "The Earliest Evidence for Anatomically Modern Humans in Northwestern Europe," also claims that on the basis of dental comparisons it is "human" rather than "Neanderthal."

The Kent's Cavern fragment "therefore represents the oldest known anatomically modern human fossil in northwestern Europe, fills a key gap between the earliest dated Aurignacian remains and the earliest human skeletal remains, and demonstrates the wide and rapid dispersal of early modern humans across Europe more than 40 kyr ago."

A related article in the same issue of Nature is "Early Dispersal of Modern Humans in Europe and Implications for Neanderthal Behavior," by Stefano Benazzi et al. It attempts to place the so-called Cavallo fossil from southern Italy in a timeframe of about 44,000 years ago, thus suggesting a "rapid dispersal of modern humans across the continent before the Aurignacian and the disappearance of Neanderthals."

Neither study considers that the evidence they are examining may be the result of hybridization between "humans" and "Neanderthals." Like most geneticists the authors have rigid categories and do not consider that our definitions of species and sub-species and transitions in technocomplexes and traits are in flux as new discoveries are made.

One man's Mede may be another man's Persian, and we note that the "fossil race" is not devoid of scientific jingoism pitting one country's news-making finds against another's. So far England seems to be winning.

However, the British still have to live down Piltdown Man, a fraud of biblical proportions that fooled the world for almost half a century until the 1950s. The Piltdown hoax is perhaps the most famous paleontological hoax ever. It has been prominent for two reasons: the attention paid to the issue of human evolution, and the length of time that elapsed from its discovery to its full exposure as a forgery combining the lower jawbone of an orangutan with the skull of a fully developed modern human.

The editors sum up the two new studies by writing, "The reanalysis of findings from two archaeological sites calls for a reassessment of when modern humans settled in Europe, and of Neanderthal cultural achievements." We wish that the paleontological community would think more out of the box and reassess how, when and where "humans" and "Neanderthals" interbred. 


Location of Kent's Caverns in Devon.

Over a year ago, there appeared one of the few studies of autosomal DNA in Ireland and Britain. If you have English/Welsh, Irish, northern Irish, Highlands Scottish, Lowlands Scottish or Swedish matches, you will want to read this post. Here is the original article and abstract.

Population structure and genome-wide patterns of variation in Ireland and Britain.

Two reports in the European Journal of Human Genetics underline how specific autosomal DNA can be in revealing the geographical structure among populations. One uses genome-wide data from the Illumina Human Hap300 project to predict the village of origin of a person's four grandparents given European origins. The other used genotyping from 3,367 individuals from seven different European, mostly British Isles populations to lay bare the detailed population structure and linkage disequilibrium patterns of Ireland, England, Scotland and Wales.

Both studies have Colm O'Duschlaine of Trinity College, Dublin as their lead author and highlight how genotyping with autosomal DNA dominates genetics today (and DNA testing), eclipsing in many respects the older style of tests known as sex-linked haplotyping or lineage analysis, which focused on the male Y chromosome and female mitochondrial lines only.

Colm O'Duschlaine et al., "Genes Predict Village of Origin in Rural Europe," Eur. J of Hum. Genet. (2010) 18, 1269-1270. Abstract.

Colm O'Duschlaine et al., "Population Structure and Genome-Wide Patterns of Variation in Ireland and Britain," Eur. J of Hum. Genet. (2010) 18, 1248-1254. Abstract.

After more than eight years in development, a book contract was awarded to Elizabeth Caldwell Hirschman and Donald N. Yates for their collaborative study of Crypto-Jews and Crypto-Muslims in the settlement of British North America. Titled Star, Crescent and Cross:  Jews and Muslims in Colonial America, the work will be published next year by McFarland, a leading U.S. publisher of scholarly, reference and academic books.

Among original investigations by the authors are genealogical studies of the West Country Gentlemen and others who proposed and promoted England's first colonies. From Sir John Hawkins (Sephardic Jewish surname Haquines, "physician" in Arabic) and Sir Francis Drake (whose family coat of arms bore a six-pointed star until it was air-brushed out by later historians) to Stephen Parmenius (a Jew from Turkish-held Hungary) and Captain John Smith, the principal players in England's colonization efforts are revealed to be far different from the white Anglo-Saxon Christian buccaneers American schoolchildren are taught about.

"England's reliance on Iberian Jews to promote its interests abroad goes back as far as the Tudors," according to Star, Crescent and Cross. "Henry VIII used Spanish Jewish lawyers to justify his divorce from Catherine of Aragon. One of them, an Italian banker tapped for his shrewdness and knowledge of international law, was the ancestor of Oliver Cromwell, Protector of the Commonwealth."

The book presents a series of colonial documents, contemporary firsthand accounts, records, portraits, family genealogies and ethnic DNA test results which fundamentally challenge the national storyline depicting America’s first settlers as white, British and Christian. The authors postulate that many of the initial colonists were of Sephardic Jewish and Muslim Moorish ancestry, usually arriving as crypto-Jews or crypto-Muslims.

Names Ordinary and Illustrious

The footnotes in the study document origins and meanings of over 5,000 surnames previously assumed to be sturdy English ones of ancient bearing. The authors' research casts a sidelight on celebrated Jewish Americans who can trace back to colonial forebears. These range from the Massachusetts Kennedys to the Byrds of Virginia, from actors Johnny Depp and Adrien Brody to actresses Roseanne Barr and Gwyneth Paltrow, from writers Louise Glück and Neil Simon to politicians Barbara Boxer and Bernie Sanders and jurists Stephen Breyer and Elena Kagan.

"We hope that the remarkable stories of the men, women and families in Star, Crescent and Cross will serve as a reminder of America’s early diversity and stimulus for rewriting some of the inaccurate and injudicious portions in the country's history," said Yates.

Among the famous colonial figures discussed (and usually illustrated with a portrait) are William Byrd II, Patrick Henry, William Bradford, William Penn, George Mason, George Washington, Richard Lee II, Thomas Paine, Paul Revere, Peter Stuyvesant, Luis Gomez, Jacob Troxell, Anthony Ashley Cooper Lord Shaftesbury, Tench Tilghman, Christopher Gist, John Skeen, Sir Philip Sidney, Walter Raleigh, Humphrey Gilbert, Virginia Dare, Don Luis de Carvajal, Daniel Boone, William Cooper, the Salem Witches, Christopher Gist, Lord Saye and Sele, and various Lowells, Cabots, Lodges, Livingstones, Delanceys and Roosevelts.

Chapter 2, "Sephardim in the New World" is a survey of Crypto-Jews in North America, especially the Caribbean and Atlantic Islands. It includes autosomal DNA data proving the Melungeons are probably descended from Jews mixed with American Indians, Africans and Gypsies/Romani, as recently reported in this blog. 

There are chapters and name-lists devoted to each of the original colonies. The book will contain over 50 illustrations.

English navigators and explorers included many West Country gentlemen. Most were from intermarried Crypto-Jewish families. New York Public Library.

They Probably Always Talked Like That

One of the startling revelations by Stephen Oppenheimer is that a form of English was probably spoken from the beginning of the colonization of the British Isles. Just as genetic bedrock was laid down by the earliest inhabitants, to persist relatively unchanged through subsequent invasions by other peoples like the Romans, the English tongue has been dominant as the language of the land, admitting little admixture with Anglo-Saxon and Celtic. (See Stephen Oppenheimer, The Origins of the British, pp. 303ff.)

Pretty heady stuff, but Mick Harper, author of The Secret History of the English Language (Hoboken:  Melville 2008), goes Oppenheimer one better by proposing that it was not proto-Anglo Saxon that the Ice Age inhabitants of Britain spoke but something very like Chaucer’s pilgrims, only lacking, clearly, later invasive elements due to the Celts, Belgae, Romans and Normans.

Harper compares a sample of Old English (which we are taught is the same as “Anglo-Saxon”) with Middle English and Modern English to show that Anglo-Saxon does not appear to be the same language as English—something all English graduate students suspect from the moment they are forced to read Beowulf for their comps. In the Anglo-Saxon epic (which survives in a single copy turning up in suspicious circumstances in Tudor England and is set in Sweden and never mentions England), “virtually every single word is incomprehensible except by translation,” while in “the early English poetry of Chaucer and Piers Plowman…virtually every single word is comprehensible except for spelling.”

In case you do not believe it, here are the samples:

Nu scylun hergan hefaenricaes uard,

Metudaes maeti end his modgidanc,

Uerc uuldurfadur, sue he uundra gihuaes,

Eci dryctin, or astelidae.

(Caedmon, ca. 8^th cent.)

A swerd and bokeler bar he by his side…

A whit cote and a blew hood wered he.

A bagpipe wel koude he blow and sowne,

And therwithal he brought us out of towne.

(Chaucer, The Prologue, 14^th cent.)

You cannot say, or guess, for you know only

A heap of broken images, where the sun beats,

And the dead tree gives no shelter, the cricket no relief,

And the dry stone no sound of water.

(T. S. Eliot, 20^th cent.)

Harper’s comment is:  “If Anglo-Saxon/English is one language, it’s unique in the entire annals of languages on this our Earth, since it changes every goddamn word of itself” (p. 44). (Yes, he writes like that, too.)

The Anglo-Saxons were a small, obscure and illiterate tribe from, well, no one is quite sure, but perhaps northeast Germany, who arrived in waves after the Romans abandoned Britain in the fifth century, and who conquered most of the land and held it until the Danes and Norse (ca. 900) and Normans (1066) replaced them as rulers. In Harper’s view, they were just like the previous invaders, the Romans, Belgae and Celts, in having little effect on the language and customs of the populace. Just as there are only a handful of Celtic words in the English language, there was little impact on the linguistic bedrock of the kingdom the Anglo-Saxons carved out before they too had had their day. The fact that they left few monuments is unsurprising.

Which brings us to questions about the depth and breadth of Celtic heritage in Britain. If you are a Celtic fan (I’m not referring to the basketball team) you will not want to read The Secret History of the English Language. This book will disabuse you of many cherished notions. In Harper’s view, the Celts were just one of the alternating foreign conquerors of the long-suffering English-speaking peoples. Their numbers were few, even on the Continent, and they left little genetic or cultural footprint except on the “Celtic fringe” where they were squeezed in their final days.  

England has always been England. It’s always spoken English. And France has always spoken French. "But that was in another country, and besides, the wench is dead."We will have to save the French linguistic heresy for another post.

If you like the unusual and provocative ideas of M. J. Harper, who lives in London, check out the community of people who have bid farewell to the dunciad of academic research and unleashed their own personal pursuit of truth on a variety of intellectual topics at The Applied Epistemology Library. You can browse on the sly but must register (for free) to post your own comments and questions on threads.

Ancient flint meat-cutting tools found in sediment along a highway in Dartford, Kent, prove Neanderthals were present in Britain before the beginning of the last ice age (and possibly before the previous two or three cold periods or interglacials), when the British Isles were joined to mainland Europe due to low sea levels. The find pushes back the earliest known evidence for Neanderthals in England by 40,000 years, according to a June 1  report in the Daily Mail headlined "Neanderthal Man Was Alive in Britain at Start of Ice Age.

Previous notions postulated "pre-Neanderthals" (perhaps H. heidelbergensis) sparsely occupying Britain in the Pleistocene Period but vacating it when the climate became prohibitively cold about 200,000 years ago. It was thought that true Neanderthals did not reach Britain until about 60,000 years ago, not far in advance of their cousins, H. sapiens sapiens.

Neanderthals were known to be in northern France and Belgium about the same time. Their range must now be extended to Britain, and that country's prehistory recast. As in the rest of Europe, it appears Neanderthals were living in Britain hundreds of thousands of years ago since a date like the Dartford find is only a terminus ante quem. If Neanderthals were living 100,000 years ago off the present-day junction of the M25 and A2, they probably had not just arrived. Similarly, they probably did not die off or move out of Britain in the next generation. It was not an excursion or isolated incident. The chances are unlikely that the first, and so far only, evidence of Neanderthals in Britain would be from the exact beginning or precise end of their population's stay.

Current thinking about interglacials is changing, well, like the weather, but there have undoubtedly been many eons-long stretches of time during which Britain was temperate and hospital to humans. Since the Middle Pleistocene about 600,000 years ago,significant advances of continental ice sheets in Europe have occurred at intervals of approximately 40,000 to 100,000 years. These long glacial periods were separated by more temperate and shorter interglacials. The age of Neanderthal humans is conventionally set at 400,000 years before present but may be revised backward as we learn more and encounter more fossil evidence.